https://www.financemagnates.com/forex/sec-fines-td-securities-65m-for-spoofing-supervision-failures/
The US financial regulator targeted TD Securities in a
crackdown on alleged market manipulation. The SEC charged the firm with
manipulating the US Treasury market using a practice known as spoofing. Besides this, the regulator charged TD Securities for
failing to supervise its head trader, who allegedly executed hundreds of
illegal trades over a 13-month span…
SEC Fines TD Securities $6.5M for Spoofing, Supervision Failures
Published in Business and Uncategorized
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