https://www.financemagnates.com/forex/finra-licenses-netcapital-as-broker-dealer/
The US regulator of brokerage firms and exchange markets, FINRA, licensed Netcapital as a broker-dealer to facilitate larger
fundraises while offering investors a broader spectrum of opportunities. Private Securities and Business PlacementsNetcapital Securities Inc., a subsidiary of Netcapital
Inc., can now engage in private securities and referral business placements…

FINRA Licenses Netcapital as Broker-Dealer
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