Press "Enter" to skip to content

Posts published in “Uncategorized”

SEC Fines TD Securities $6.5M for Spoofing, Supervision Failures

The US financial regulator targeted TD Securities in a crackdown on alleged market manipulation. The SEC charged the firm with manipulating the US Treasury market using a practice known as spoofing. Besides this, the regulator charged TD Securities for failing to supervise its head trader, who allegedly executed hundreds of illegal trades over a 13-month